The SEC hit U.S. companies accused of wrongdoing with much bigger fines in the past year, signaling the Biden administration's tougher regulatory stance
WASHINGTON—Wall Street’s top watchdog this year collected some of its highest fines ever from firms accused of wrongdoing, underscoring the Biden administration’s tougher regulatory stance.
The Securities and Exchange Commission imposed 13 fines greater than $100 million on public companies during its latest fiscal year that ended Sept. 30, up from the prior year’s three cases at that level. In some other recent years, the SEC didn’t levy any fines that large.
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