The U.S. Securities and Exchange Commission is investigating private equity firm One Equity over communications with investors, the Wall Street Journal reported on Tuesday, citing people familiar with the matter.
Signage is seen at the headquarters of the U.S. Securities and Exchange Commission in Washington, D.C., U.S., May 12, 2021. Picture taken May 12, 2021. REUTERS/Andrew Kelly
July 18 - The U.S. Securities and Exchange Commission is investigating private equity firm One Equity over communications with investors, the Wall Street Journalbuyout arm, has recently been in settlement talks with regulators that have sought a fine of as much as $5 million, although One Equity has not agreed to that amount and the penalty could be lower, the WSJ report said.
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